Unclaimed Profile

Donald Paul Lee

INNOVATION PARTNERS FINANCIAL SERVICES LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 7TO, Series 24, Series 66Clean record20 years registeredINNOVATION PARTNERS FINANCIAL SERVICES LLC

5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC 28210CRD# 1174842Firm CRD# 305772

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Paul Lee · CHARLOTTE, NC

Registration

CRD #1174842 · INNOVATION PARTNERS FINANCIAL SERVICES LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INNOVATION PARTNERS FINANCIAL SERVICES LLC

IP FINANCIAL ADVISORY SERVICES LLC

Jan 2020 – May 2020

mandeville, LA

INNOVATION PARTNERS LLC

Aug 2017 – Jan 2020

Charlotte, NC

INNOVATION PARTNERS LLC

Oct 2015 – Jun 2017

Mandeville, LA

CAPITAL ONE FINANCIAL ADVISORS LLC

Jul 2008 – Oct 2013

MELVILLE, NY

CAPITAL ONE INVESTMENTS, LLC

Jun 2006 – Aug 2008

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 66

Registration record

First registered · June 2, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IP FINANCIAL ADVISORY SERVICES LLC

CRD 305772 · SEC 801-117481

AUM

$297M

Regulatory assets under management

Employees

2,290 client accounts

Services offered by IP FINANCIAL ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IP FINANCIAL ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Donald Paul Lee offer?

Donald Paul Lee specializes in Financial Planning, Investment Management, Wealth Management.

What are Donald Paul Lee's credentials?

Donald Paul Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Paul Lee located?

Donald Paul Lee is based in CHARLOTTE, North Carolina, last registered with INNOVATION PARTNERS FINANCIAL SERVICES LLC.

How does Donald Paul Lee charge for services?

Donald Paul Lee's firm is compensated through percentage of aum, hourly charges, subscription fees, other: recurring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INNOVATION PARTNERS FINANCIAL SERVICES LLC?

INNOVATION PARTNERS FINANCIAL SERVICES LLC has approximately 92 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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