Unclaimed Profile

Kenneth William Hall

INDEPENDENT ADVISOR ALLIANCE, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 63, Series 66Clean record16 years registeredINDEPENDENT ADVISOR ALLIANCE, LLC

11215 N. COMMUNITY HOUSE RD., CHARLOTTE, NC 28277CRD# 2030837Firm CRD# 168267

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth William Hall · CHARLOTTE, NC

Registration

CRD #2030837 · INDEPENDENT ADVISOR ALLIANCE, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INDEPENDENT ADVISOR ALLIANCE, LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

Aug 2015 – Sep 2025

Charlotte, NC

UBS FINANCIAL SERVICES INC.

Jan 2014 – Jul 2015

CHARLOTTE, NC

WELLS FARGO ADVISORS, LLC

Aug 2010 – Dec 2013

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · August 4, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT ADVISOR ALLIANCE, LLC

CRD 168267 · SEC 801-78808

AUM

$12.8B

Regulatory assets under management

Employees

230

52,309 client accounts

Services offered by INDEPENDENT ADVISOR ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INDEPENDENT ADVISOR ALLIANCE, LLC →

Introduction

Speak with Kenneth

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kenneth is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kenneth William Hall offer?

Kenneth William Hall specializes in Financial Planning, Investment Management, Wealth Management.

What are Kenneth William Hall's credentials?

Kenneth William Hall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth William Hall located?

Kenneth William Hall is based in CHARLOTTE, North Carolina, last registered with INDEPENDENT ADVISOR ALLIANCE, LLC.

How does Kenneth William Hall charge for services?

Kenneth William Hall's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT ADVISOR ALLIANCE, LLC?

INDEPENDENT ADVISOR ALLIANCE, LLC has approximately 230 employees and manages $12.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →