Unclaimed Profile

Jefferson Linwood Pitt

INDEPENDENT ADVISOR ALLIANCE, LLC·CHARLOTTE, North Carolina

SIE, Series 6, Series 7, Series 63, Series 65Clean record15 years registeredINDEPENDENT ADVISOR ALLIANCE, LLC

11215 N. COMMUNITY HOUSE RD., CHARLOTTE, NC 28277CRD# 5164908Firm CRD# 168267

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jefferson Linwood Pitt · CHARLOTTE, NC

Registration

CRD #5164908 · INDEPENDENT ADVISOR ALLIANCE, LLC · 15 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Nov 2025 – present

INDEPENDENT ADVISOR ALLIANCE, LLC

Dec 2020 – Nov 2025

Charlotte, NC

LPL FINANCIAL LLC

Sep 2018 – Sep 2020

FORT MILL, SC

ADVICE AND PLANNING SERVICES

Dec 2014 – Sep 2018

CHARLOTTE, NC

LPL FINANCIAL LLC

Sep 2010 – Oct 2014

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 24, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT ADVISOR ALLIANCE, LLC

CRD 168267 · SEC 801-78808

AUM

$12.8B

Regulatory assets under management

Employees

230

52,309 client accounts

Services offered by INDEPENDENT ADVISOR ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INDEPENDENT ADVISOR ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Jefferson Linwood Pitt offer?

Jefferson Linwood Pitt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Jefferson Linwood Pitt's credentials?

Jefferson Linwood Pitt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jefferson Linwood Pitt located?

Jefferson Linwood Pitt is based in CHARLOTTE, North Carolina, working with INDEPENDENT ADVISOR ALLIANCE, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Jefferson Linwood Pitt charge for services?

Jefferson Linwood Pitt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT ADVISOR ALLIANCE, LLC?

INDEPENDENT ADVISOR ALLIANCE, LLC has approximately 230 employees and manages $12.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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