Unclaimed Profile

Kendrick Ware Iii Mattox

CAROLINAS INVESTMENT CONSULTING LLC·CHARLOTTE, North Carolina

SIE, Series 3, Series 4, Series 7, Series 30, Series 63, Series 65CFAClean record20 years registeredCAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD, CHARLOTTE, NC 28209CRD# 2779141Firm CRD# 104379

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kendrick Ware Iii Mattox · CHARLOTTE, NC

Registration

CRD #2779141 · CAROLINAS INVESTMENT CONSULTING LLC · 20 years registered

Brand Profile

Not yet started

Career History

SCS CAPITAL MANAGEMENT LLC

Feb 2025 – present

EDGE CAPITAL GROUP, LLC

Aug 2018 – Feb 2025

Charlotte, NC

EDGE ADVISORS, LLC

Aug 2011 – Aug 2018

Charlotte, NC

CAROLINAS INVESTMENT CONSULTING LLC

May 2006 – Aug 2011

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 30

Series 63

Series 65

Registration record

First registered · May 3, 2006

Years registered · 20

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAROLINAS INVESTMENT CONSULTING LLC

CRD 104379 · SEC 801-60158

AUM

$1.5B

Regulatory assets under management

Employees

693 client accounts

Services offered by CAROLINAS INVESTMENT CONSULTING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAROLINAS INVESTMENT CONSULTING LLC →

Introduction

Speak with Kendrick Ware Iii

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kendrick Ware Iii is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kendrick Ware Iii Mattox offer?

Kendrick Ware Iii Mattox specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Kendrick Ware Iii Mattox's credentials?

Kendrick Ware Iii Mattox holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kendrick Ware Iii Mattox located?

Kendrick Ware Iii Mattox is based in CHARLOTTE, North Carolina, working with CAROLINAS INVESTMENT CONSULTING LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Kendrick Ware Iii Mattox charge for services?

Kendrick Ware Iii Mattox's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAROLINAS INVESTMENT CONSULTING LLC?

CAROLINAS INVESTMENT CONSULTING LLC has approximately 25 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →