Unclaimed Profile

Emerson James Iii Jones

CAROLINAS INVESTMENT CONSULTING LLC·CHARLOTTE, North Carolina

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record18 years registeredCAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD, CHARLOTTE, NC 28209CRD# 4163704Firm CRD# 104379

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Emerson James Iii Jones · CHARLOTTE, NC

Registration

CRD #4163704 · CAROLINAS INVESTMENT CONSULTING LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAROLINAS INVESTMENT CONSULTING LLC

CAROLINAS INVESTMENT CONSULTING LLC

Mar 2011 – Oct 2014

CHARLOTTE, NC

WELLS FARGO ADVISORS, LLC

Nov 2010 – Apr 2011

CHARLOTTE, NC

BANC OF AMERICA INVESTMENT SERVICES, INC.

Nov 2007 – Jan 2009

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · November 13, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAROLINAS INVESTMENT CONSULTING LLC

CRD 104379 · SEC 801-60158

AUM

$1.5B

Regulatory assets under management

Employees

693 client accounts

Services offered by CAROLINAS INVESTMENT CONSULTING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAROLINAS INVESTMENT CONSULTING LLC →

Introduction

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Frequently Asked Questions

What services does Emerson James Iii Jones offer?

Emerson James Iii Jones specializes in Financial Planning, Investment Management, Wealth Management.

What are Emerson James Iii Jones's credentials?

Emerson James Iii Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Emerson James Iii Jones located?

Emerson James Iii Jones is based in CHARLOTTE, North Carolina, last registered with CAROLINAS INVESTMENT CONSULTING LLC.

How does Emerson James Iii Jones charge for services?

Emerson James Iii Jones's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAROLINAS INVESTMENT CONSULTING LLC?

CAROLINAS INVESTMENT CONSULTING LLC has approximately 25 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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