Unclaimed Profile

Dana Wallace Gower

CHARIOT ADVISORS, LLC·CARY, North Carolina

Series 7, Series 65, Series 6624 years registeredCHARIOT ADVISORS, LLC

1135 KILDAIRE FARM RD., CARY, NC 27511CRD# 3270042Firm CRD# 146652

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana Wallace Gower · CARY, NC

Registration

CRD #3270042 · CHARIOT ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

MILLENNIUM PLANNING GROUP, LLC

Apr 2023 – present

CHARIOT ADVISORS

May 2010 – Jun 2020

CARY, NC

NATIONWIDE SECURITIES, LLC

Feb 2009 – Jun 2009

RALEIGH, NC

LINCOLN FINANCIAL ADVISORS CORPORATION

Sep 2004 – Apr 2007

RALEIGH, NC

AXA ADVISORS, LLC

Dec 2001 – Sep 2004

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CHARIOT ADVISORS, LLC

CRD 146652 · SEC 801-69623

AUM

$4M

Regulatory assets under management

Employees

125 client accounts

Services offered by CHARIOT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHARIOT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dana Wallace Gower offer?

Dana Wallace Gower specializes in Financial Planning, Investment Management. Contact their office in CARY, North Carolina for a consultation.

What are Dana Wallace Gower's credentials?

Dana Wallace Gower is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dana Wallace Gower located?

Dana Wallace Gower is based in CARY, North Carolina, working with CHARIOT ADVISORS, LLC. Their office serves clients in the CARY metropolitan area and surrounding communities.

How does Dana Wallace Gower charge for services?

Dana Wallace Gower's firm is compensated through percentage of aum, hourly charges, subscription fees, other: project fees for planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARIOT ADVISORS, LLC?

CHARIOT ADVISORS, LLC has approximately 1 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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