Unclaimed Profile

Roger Wesley Johnson

ACT ADVISORS, LLC·ASHEVILLE, North Carolina

SIE, Series 7, Series 24, Series 66CFP23 years registeredACT ADVISORS, LLC

521 COLLEGE STREET, ASHEVILLE, NC 28801CRD# 4545355Firm CRD# 173120

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Wesley Johnson · ASHEVILLE, NC

Registration

CRD #4545355 · ACT ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

ACT ADVISORS

Nov 2014 – present

LPL FINANCIAL LLC

Dec 2013 – Dec 2014

ASHEVILLE, NC

CUNA BROKERAGE SERVICES, INC.

Jun 2005 – Dec 2013

N CHARLESTON, SC

BB&T INVESTMENT SERVICES, INC.

Jun 2004 – Feb 2005

CHARLOTTE, NC

UBS FINANCIAL SERVICES INC.

Aug 2002 – Jun 2004

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · August 21, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

2024Customer Dispute·Withdrawn

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ACT ADVISORS, LLC

CRD 173120 · SEC 801-80418

AUM

$374M

Regulatory assets under management

Employees

974 client accounts

Services offered by ACT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ACT ADVISORS, LLC →

Introduction

Speak with Roger

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Roger is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ASHEVILLE?

Browse all registered financial advisors in ASHEVILLE, North Carolina or claim this profile if it's yours.

Browse ASHEVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Roger Wesley Johnson offer?

Roger Wesley Johnson specializes in Financial Planning, Investment Management. Contact their office in ASHEVILLE, North Carolina for a consultation.

What are Roger Wesley Johnson's credentials?

Roger Wesley Johnson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roger Wesley Johnson located?

Roger Wesley Johnson is based in ASHEVILLE, North Carolina, working with ACT ADVISORS, LLC. Their office serves clients in the ASHEVILLE metropolitan area and surrounding communities.

How does Roger Wesley Johnson charge for services?

Roger Wesley Johnson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACT ADVISORS, LLC?

ACT ADVISORS, LLC has approximately 8 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →