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Mark Henry Spielberger

SPIELBERGER & BROOKS, INC.·WOODBURY, New York
Unclaimed Profile
7600 JERICHO TURNPIKE, WOODBURY, NY 11797CRD# 815365Firm CRD# 147197
01

About

Mark Henry Spielberger is a registered financial advisor based in WOODBURY, New York, affiliated with SPIELBERGER & BROOKS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SPIELBERGER & BROOKS, INC.
SPIELBERGER & BROOKS, INC.
AUM
$331M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at SPIELBERGER & BROOKS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 815365
Firm CRD# 147197
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Mark Henry Spielberger offer?
Mark Henry Spielberger specializes in Financial Planning, Investment Management. Contact their office in WOODBURY, New York for a consultation.
What are Mark Henry Spielberger's credentials?
Mark Henry Spielberger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Henry Spielberger located?
Mark Henry Spielberger is based in WOODBURY, New York, working with SPIELBERGER & BROOKS, INC.. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.
How does Mark Henry Spielberger charge for services?
Mark Henry Spielberger's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPIELBERGER & BROOKS, INC.?
SPIELBERGER & BROOKS, INC. has approximately 2 employees and manages $331M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Stephen Alfred Distante — PFG INVESTMENTS, LLCBarry Alan Champney — PFG INVESTMENTS, LLCDaniel John Englander — URSULA MANAGEMENT, LLCRobert Joseph Janecek — URSULA MANAGEMENT, LLCCraig David Brooks — SPIELBERGER & BROOKS, INC.
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