SPIELBERGER & BROOKS, INC.

WOODBURY, New York·2 registered advisors·CRD# 147197
SEC# 801-691530516-433-3100
01

Firm Overview

AUM
$331M
Regulatory assets under management
Employees
2
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at SPIELBERGER & BROOKS, INC.

2 registered advisors
Craig David Brooks
WOODBURY, New York
Mark Henry Spielberger
WOODBURY, New York
05

Office Locations

WOODBURY, New York
2 advisors

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Data sourced from SEC Form ADV filings. SPIELBERGER & BROOKS, INC. (CRD# 147197) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.