Unclaimed Profile

Stephen Paul Pollak

PENTEGRA INVESTORS, INC.·WHITE PLAINS, New York

Clean recordPENTEGRA INVESTORS, INC.

108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604-3805CRD# 2045964Firm CRD# 111503

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Paul Pollak · WHITE PLAINS, NY

Registration

CRD #2045964 · PENTEGRA INVESTORS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Paul Pollak is a registered financial advisor based in WHITE PLAINS, New York, affiliated with PENTEGRA INVESTORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PENTEGRA INVESTORS, INC.

AUM

$5.9B

Regulatory assets under management

Employees

Total firm employees

View all advisors at PENTEGRA INVESTORS, INC. →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 2045964

Firm CRD# 111503

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Paul Pollak offer?

Stephen Paul Pollak specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.

What are Stephen Paul Pollak's credentials?

Stephen Paul Pollak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Paul Pollak located?

Stephen Paul Pollak is based in WHITE PLAINS, New York, working with PENTEGRA INVESTORS, INC.. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Stephen Paul Pollak charge for services?

Stephen Paul Pollak's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENTEGRA INVESTORS, INC.?

PENTEGRA INVESTORS, INC. has approximately 14 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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