Unclaimed Profile

Thomas Michael Zottner

THE PORTFOLIO STRATEGY GROUP, LLC·WHITE PLAINS, New York

Clean recordTHE PORTFOLIO STRATEGY GROUP, LLC

50 MAIN STREET, WHITE PLAINS, NY 10606CRD# 4007746Firm CRD# 166593

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Michael Zottner · WHITE PLAINS, NY

Registration

CRD #4007746 · THE PORTFOLIO STRATEGY GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Thomas Michael Zottner is a registered financial advisor based in WHITE PLAINS, New York, affiliated with THE PORTFOLIO STRATEGY GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

THE PORTFOLIO STRATEGY GROUP, LLC

AUM

$2.2B

Regulatory assets under management

Employees

Total firm employees

View all advisors at THE PORTFOLIO STRATEGY GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4007746

Firm CRD# 166593

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Michael Zottner offer?

Thomas Michael Zottner specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.

What are Thomas Michael Zottner's credentials?

Thomas Michael Zottner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Michael Zottner located?

Thomas Michael Zottner is based in WHITE PLAINS, New York, working with THE PORTFOLIO STRATEGY GROUP, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Thomas Michael Zottner charge for services?

Thomas Michael Zottner's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PORTFOLIO STRATEGY GROUP, LLC?

THE PORTFOLIO STRATEGY GROUP, LLC has approximately 14 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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