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Lars Gerhard Ernst

PENTEGRA INVESTORS, INC.·WHITE PLAINS, New York
SIE, Series 7, Series 14, Series 24, Series 63, Series 99TOClean recordPENTEGRA INVESTORS, INC.
701 WESTCHESTER AVENUE, WHITE PLAINS, NY 10604-3805CRD# 5197938Firm CRD# 111503

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lars Gerhard Ernst · WHITE PLAINS, NY
Registration
CRD #5197938 · PENTEGRA INVESTORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PENTEGRA INVESTORS, INC.
CRD 111503 · SEC 801-36893
AUM
$5.9B
Regulatory assets under management
Employees
14
291 client accounts
Services offered by PENTEGRA INVESTORS, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Lars Gerhard Ernst offer?
Lars Gerhard Ernst specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.
What are Lars Gerhard Ernst's credentials?
Lars Gerhard Ernst is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lars Gerhard Ernst located?
Lars Gerhard Ernst is based in WHITE PLAINS, New York, working with PENTEGRA INVESTORS, INC.. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Lars Gerhard Ernst charge for services?
Lars Gerhard Ernst's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PENTEGRA INVESTORS, INC.?
PENTEGRA INVESTORS, INC. has approximately 14 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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