Unclaimed Profile

Randal Ian Goldstein

TORTOISE INVESTMENT MANAGEMENT, LLC·WHITE PLAINS, New York

Series 65Clean record5 years registeredTORTOISE INVESTMENT MANAGEMENT, LLC

2 WESTCHESTER PARK DRIVE, WHITE PLAINS, NY 10604CRD# 2855944Firm CRD# 128723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randal Ian Goldstein · WHITE PLAINS, NY

Registration

CRD #2855944 · TORTOISE INVESTMENT MANAGEMENT, LLC · 5 years registered

Brand Profile

Not yet started

Career History

CORIENT

Dec 2022 – present

R.H. BLUESTEIN & CO LLC

Mar 2021 – Jul 2023

New York, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 18, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TORTOISE INVESTMENT MANAGEMENT, LLC

CRD 128723 · SEC 801-65160

AUM

$1.5B

Regulatory assets under management

Employees

2,685 client accounts

Services offered by TORTOISE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TORTOISE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Randal Ian Goldstein offer?

Randal Ian Goldstein specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WHITE PLAINS, New York for a consultation.

What are Randal Ian Goldstein's credentials?

Randal Ian Goldstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randal Ian Goldstein located?

Randal Ian Goldstein is based in WHITE PLAINS, New York, working with TORTOISE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Randal Ian Goldstein charge for services?

Randal Ian Goldstein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TORTOISE INVESTMENT MANAGEMENT, LLC?

TORTOISE INVESTMENT MANAGEMENT, LLC has approximately 18 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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