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Livia Ramirez Smith

TORTOISE INVESTMENT MANAGEMENT, LLC·WHITE PLAINS, New York
SIE, Series 7TOClean recordTORTOISE INVESTMENT MANAGEMENT, LLC
2 WESTCHESTER PARK DRIVE, WHITE PLAINS, NY 10604CRD# 5821377Firm CRD# 128723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Livia Ramirez Smith · WHITE PLAINS, NY
Registration
CRD #5821377 · TORTOISE INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TORTOISE INVESTMENT MANAGEMENT, LLC
CRD 128723 · SEC 801-65160
AUM
$1.5B
Regulatory assets under management
Employees
18
2,685 client accounts
Services offered by TORTOISE INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TORTOISE INVESTMENT MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Livia Ramirez Smith offer?
Livia Ramirez Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WHITE PLAINS, New York for a consultation.
What are Livia Ramirez Smith's credentials?
Livia Ramirez Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Livia Ramirez Smith located?
Livia Ramirez Smith is based in WHITE PLAINS, New York, working with TORTOISE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Livia Ramirez Smith charge for services?
Livia Ramirez Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TORTOISE INVESTMENT MANAGEMENT, LLC?
TORTOISE INVESTMENT MANAGEMENT, LLC has approximately 18 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TORTOISE INVESTMENT MANAGEMENT, LLC

Justin Scott Singer
WHITE PLAINS, NY
Randal Ian Goldstein
WHITE PLAINS, NY
Ian Jeffrey Yankwitt
WHITE PLAINS, NY
Riva Beth Roloff
WHITE PLAINS, NY

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