Unclaimed Profile

Livia Ramirez Smith

TORTOISE INVESTMENT MANAGEMENT, LLC·WHITE PLAINS, New York

Clean recordTORTOISE INVESTMENT MANAGEMENT, LLC

2 WESTCHESTER PARK DRIVE, WHITE PLAINS, NY 10604CRD# 5821377Firm CRD# 128723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Livia Ramirez Smith · WHITE PLAINS, NY

Registration

CRD #5821377 · TORTOISE INVESTMENT MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Livia Ramirez Smith is a registered financial advisor based in WHITE PLAINS, New York, affiliated with TORTOISE INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

TORTOISE INVESTMENT MANAGEMENT, LLC

AUM

$1.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at TORTOISE INVESTMENT MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 5821377

Firm CRD# 128723

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Livia Ramirez Smith offer?

Livia Ramirez Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WHITE PLAINS, New York for a consultation.

What are Livia Ramirez Smith's credentials?

Livia Ramirez Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Livia Ramirez Smith located?

Livia Ramirez Smith is based in WHITE PLAINS, New York, working with TORTOISE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Livia Ramirez Smith charge for services?

Livia Ramirez Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TORTOISE INVESTMENT MANAGEMENT, LLC?

TORTOISE INVESTMENT MANAGEMENT, LLC has approximately 18 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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