Unclaimed Profile

Gregory Paul Prato

PRATO CAPITAL MANAGEMENT, INC.·WHITE PLAINS, New York

SIE, Series 7, Series 24, Series 63, Series 65Clean record28 years registeredPRATO CAPITAL MANAGEMENT, INC.

70 GEDNEY WAY, WHITE PLAINS, NY 10605CRD# 2479601Firm CRD# 289917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Paul Prato · WHITE PLAINS, NY

Registration

CRD #2479601 · PRATO CAPITAL MANAGEMENT, INC. · 28 years registered

Brand Profile

Not yet started

Career History

PRATO CAPITAL MANAGEMENT

Sep 2018 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Apr 2003 – Oct 2016

WHITE PLAINS, NY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 1997 – Apr 2003

WHITE PLAINS, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 30, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRATO CAPITAL MANAGEMENT, INC.

CRD 289917 · SEC 801-111842

AUM

$181M

Regulatory assets under management

Employees

635 client accounts

Services offered by PRATO CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRATO CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory Paul Prato offer?

Gregory Paul Prato specializes in Financial Planning, Investment Management. Contact their office in WHITE PLAINS, New York for a consultation.

What are Gregory Paul Prato's credentials?

Gregory Paul Prato is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Paul Prato located?

Gregory Paul Prato is based in WHITE PLAINS, New York, working with PRATO CAPITAL MANAGEMENT, INC.. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Gregory Paul Prato charge for services?

Gregory Paul Prato's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRATO CAPITAL MANAGEMENT, INC.?

PRATO CAPITAL MANAGEMENT, INC. has approximately 3 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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