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Richard Kevin Carpenter

ADVANCED GROUP FINANCIAL SERVICES, LLC·UTICA, New York
Clean recordADVANCED GROUP FINANCIAL SERVICES, LLC
2508 GENESEE STREET, UTICA, NY 13502CRD# 1111083Firm CRD# 151451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Kevin Carpenter · UTICA, NY
Registration
CRD #1111083 · ADVANCED GROUP FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Kevin Carpenter is a registered financial advisor based in UTICA, New York, affiliated with ADVANCED GROUP FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ADVANCED GROUP FINANCIAL SERVICES, LLC
ADVANCED GROUP FINANCIAL SERVICES, LLC
AUM
$28M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ADVANCED GROUP FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1111083
Firm CRD# 151451
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Kevin Carpenter offer?
Richard Kevin Carpenter specializes in Financial Planning, Investment Management. Contact their office in UTICA, New York for a consultation.
What are Richard Kevin Carpenter's credentials?
Richard Kevin Carpenter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Kevin Carpenter located?
Richard Kevin Carpenter is based in UTICA, New York, working with ADVANCED GROUP FINANCIAL SERVICES, LLC. Their office serves clients in the UTICA metropolitan area and surrounding communities.
How does Richard Kevin Carpenter charge for services?
Richard Kevin Carpenter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ADVANCED GROUP FINANCIAL SERVICES, LLC?
ADVANCED GROUP FINANCIAL SERVICES, LLC has approximately 2 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Robert Kenneth Watkins
UTICA, NY

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