Unclaimed Profile

James Joseph Albanese

HENLEY & COMPANY WEALTH MANAGEMENT LLC·UNIONDALE, New York

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 66, Series 79TO, Series 99TOClean record7 years registeredHENLEY & COMPANY WEALTH MANAGEMENT LLC

506 RXR PLAZA, UNIONDALE, NY 11556CRD# 1699997Firm CRD# 144884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Albanese · UNIONDALE, NY

Registration

CRD #1699997 · HENLEY & COMPANY WEALTH MANAGEMENT LLC · 7 years registered

Brand Profile

Not yet started

Career History

HENLEY & COMPANY WEALTH MANAGEMENT LLC

Jan 2020 – present

HENLEY & COMPANY WEALTH MANAGEMENT LLC

Feb 2019 – Dec 2019

UNIONDALE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · February 19, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HENLEY & COMPANY WEALTH MANAGEMENT LLC

CRD 144884 · SEC 801-77007

AUM

$91M

Regulatory assets under management

Employees

142 client accounts

Services offered by HENLEY & COMPANY WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HENLEY & COMPANY WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Joseph Albanese offer?

James Joseph Albanese specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in UNIONDALE, New York for a consultation.

What are James Joseph Albanese's credentials?

James Joseph Albanese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Albanese located?

James Joseph Albanese is based in UNIONDALE, New York, working with HENLEY & COMPANY WEALTH MANAGEMENT LLC. Their office serves clients in the UNIONDALE metropolitan area and surrounding communities.

How does James Joseph Albanese charge for services?

James Joseph Albanese's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HENLEY & COMPANY WEALTH MANAGEMENT LLC?

HENLEY & COMPANY WEALTH MANAGEMENT LLC has approximately 6 employees and manages $91M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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