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Willard Charles Lipe

LIPE & DALTON,INC.·SYRACUSE, New York
Series 7, Series 66Clean record5 years registeredLIPE & DALTON,INC.
103 E. WATER STREET, SYRACUSE, NY 13202CRD# 2997351Firm CRD# 132737

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Willard Charles Lipe · SYRACUSE, NY
Registration
CRD #2997351 · LIPE & DALTON,INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

LIPE & DALTON INVESTMENT COUNSEL
Aug 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · August 2, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LIPE & DALTON,INC.
CRD 132737 · SEC 801-66472
AUM
$654M
Regulatory assets under management
Employees
2
357 client accounts
Services offered by LIPE & DALTON,INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at LIPE & DALTON,INC. →
Introduction

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05

Frequently Asked Questions

What services does Willard Charles Lipe offer?
Willard Charles Lipe specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SYRACUSE, New York for a consultation.
What are Willard Charles Lipe's credentials?
Willard Charles Lipe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Willard Charles Lipe located?
Willard Charles Lipe is based in SYRACUSE, New York, working with LIPE & DALTON,INC.. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.
How does Willard Charles Lipe charge for services?
Willard Charles Lipe's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIPE & DALTON,INC.?
LIPE & DALTON,INC. has approximately 2 employees and manages $654M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Patrick Dalton
SYRACUSE, NY

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