Unclaimed Profile

Richard Paul James

MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC·SYRACUSE, New York

Clean recordMACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC

440 SOUTH WARREN ST., SYRACUSE, NY 13202CRD# 4815469Firm CRD# 132021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Paul James · SYRACUSE, NY

Registration

CRD #4815469 · MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Paul James is a registered financial advisor based in SYRACUSE, New York, affiliated with MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC

AUM

$76M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC →

Services

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4815469

Firm CRD# 132021

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Paul James offer?

Richard Paul James specializes in Investment Management, Fee-Only Advisory. Contact their office in SYRACUSE, New York for a consultation.

What are Richard Paul James's credentials?

Richard Paul James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Paul James located?

Richard Paul James is based in SYRACUSE, New York, working with MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Richard Paul James charge for services?

Richard Paul James's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC?

MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC is a registered investment adviser with the SEC, managing $76M in regulatory assets under management. See their Form ADV for full details.

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