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David Matthew Carroll

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC·SYRACUSE, New York
SIE, Series 6, Series 7, Series 63, Series 66CFPClean record12 years registeredROCKBRIDGE INVESTMENT MANAGEMENT, LLC
220 SOUTH WARREN STREET, SYRACUSE, NY 13202CRD# 6034191Firm CRD# 115754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Matthew Carroll · SYRACUSE, NY
Registration
CRD #6034191 · ROCKBRIDGE INVESTMENT MANAGEMENT, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
May 2021 – present
WELLS FARGO ADVISORS, LLC
Dec 2013 – Oct 2014
SYRACUSE, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · December 23, 2013
Years registered · 12
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD 115754 · SEC 801-60639
AUM
$1.5B
Regulatory assets under management
Employees
21
3,887 client accounts
Services offered by ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Matthew Carroll offer?
David Matthew Carroll specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.
What are David Matthew Carroll's credentials?
David Matthew Carroll holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is David Matthew Carroll located?
David Matthew Carroll is based in SYRACUSE, New York, working with ROCKBRIDGE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.
How does David Matthew Carroll charge for services?
David Matthew Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKBRIDGE INVESTMENT MANAGEMENT, LLC?
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC has approximately 21 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

Nicholas Anthony Stancato
SYRACUSE, NY
Anthony Robert Farella
SYRACUSE, NY
Craig Allen Buckhout
SYRACUSE, NY
Patrick Eugene Rohe
SYRACUSE, NY

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