Unclaimed Profile

Adam Chris Gagas

DISCIPLINED CAPITAL MANAGEMENT LLC·SYRACUSE, New York

Series 65Clean record4 years registeredDISCIPLINED CAPITAL MANAGEMENT LLC

220 SOUTH WARREN STREET, SYRACUSE, NY 13202CRD# 5841585Firm CRD# 282235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Chris Gagas · SYRACUSE, NY

Registration

CRD #5841585 · DISCIPLINED CAPITAL MANAGEMENT LLC · 4 years registered

Brand Profile

Not yet started

Career History

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

Dec 2021 – present

BREAKWALL ASSET MANAGEMENT, LLC

Sep 2021 – Dec 2021

OSWEGO, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 10, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DISCIPLINED CAPITAL MANAGEMENT LLC

CRD 282235 · SEC 801-107062

AUM

$391M

Regulatory assets under management

Employees

88 client accounts

Services offered by DISCIPLINED CAPITAL MANAGEMENT LLC

Per Form ADV

Selection of other advisers

View all advisors at DISCIPLINED CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Adam Chris Gagas offer?

Adam Chris Gagas specializes in Wealth Management, Fee-Only Advisory. Contact their office in SYRACUSE, New York for a consultation.

What are Adam Chris Gagas's credentials?

Adam Chris Gagas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Chris Gagas located?

Adam Chris Gagas is based in SYRACUSE, New York, working with DISCIPLINED CAPITAL MANAGEMENT LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Adam Chris Gagas charge for services?

Adam Chris Gagas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DISCIPLINED CAPITAL MANAGEMENT LLC?

DISCIPLINED CAPITAL MANAGEMENT LLC has approximately 5 employees and manages $391M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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