Unclaimed Profile

Stephen Arthur Jenkins

STERLING MANOR FINANCIAL, LLC·SARATOGA SPRINGS, New York

SIE, Series 7, Series 6612 years registeredSTERLING MANOR FINANCIAL, LLC

18 DIVISION STREET, SARATOGA SPRINGS, NY 12866CRD# 2187856Firm CRD# 284218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Arthur Jenkins · SARATOGA SPRINGS, NY

Registration

CRD #2187856 · STERLING MANOR FINANCIAL, LLC · 12 years registered

Brand Profile

Not yet started

Career History

KEY INVESTMENT SERVICES LLC

Jan 2024 – present

STERLING MANOR FINANCIAL, LLC

Aug 2021 – Jun 2023

SARATOGA SPRINGS, NY

STERLING MANOR FINANCIAL, LLC

Jan 2020 – Feb 2020

SARATOGA SPRINGS, NY

CADARET GRANT & CO INC

Jan 2020 – Jun 2023

SARATOGA SPRINGS, NY

STERLING MANOR FINANCIAL, LLC

Oct 2016 – Nov 2018

SARATOGA SPRINGS, NY

CADARET GRANT & CO INC

Dec 2013 – Dec 2019

SARATOGA SPRINGS, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 11, 2013

Years registered · 12

Disclosure History

2017Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STERLING MANOR FINANCIAL, LLC

CRD 284218 · SEC 801-107975

AUM

$160M

Regulatory assets under management

Employees

893 client accounts

Services offered by STERLING MANOR FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STERLING MANOR FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Arthur Jenkins offer?

Stephen Arthur Jenkins specializes in Financial Planning, Investment Management. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are Stephen Arthur Jenkins's credentials?

Stephen Arthur Jenkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Arthur Jenkins located?

Stephen Arthur Jenkins is based in SARATOGA SPRINGS, New York, working with STERLING MANOR FINANCIAL, LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does Stephen Arthur Jenkins charge for services?

Stephen Arthur Jenkins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING MANOR FINANCIAL, LLC?

STERLING MANOR FINANCIAL, LLC has approximately 3 employees and manages $160M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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