Unclaimed Profile

Philip John Toffel

SAGE HILL ADVISORY AND MANAGEMENT LLC·SARATOGA SPRINGS, New York

SIE, Series 7, Series 24, Series 63, Series 65Clean record28 years registeredSAGE HILL ADVISORY AND MANAGEMENT LLC

242 NELSON AVE, SARATOGA SPRINGS, NY 12866CRD# 1045274Firm CRD# 149365

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip John Toffel · SARATOGA SPRINGS, NY

Registration

CRD #1045274 · SAGE HILL ADVISORY AND MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGE HILL ADVISORY AND MANAGEMENT LLC

WESTONFINANCIAL

Apr 1998 – Jan 2005

WELLESLEY, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 21, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE HILL ADVISORY AND MANAGEMENT LLC

CRD 149365 · SEC 801-69957

AUM

$68M

Regulatory assets under management

Employees

101 client accounts

Services offered by SAGE HILL ADVISORY AND MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAGE HILL ADVISORY AND MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Philip John Toffel offer?

Philip John Toffel specializes in Financial Planning, Investment Management.

What are Philip John Toffel's credentials?

Philip John Toffel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip John Toffel located?

Philip John Toffel is based in SARATOGA SPRINGS, New York, last registered with SAGE HILL ADVISORY AND MANAGEMENT LLC.

How does Philip John Toffel charge for services?

Philip John Toffel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE HILL ADVISORY AND MANAGEMENT LLC?

SAGE HILL ADVISORY AND MANAGEMENT LLC has approximately 3 employees and manages $68M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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