Unclaimed Profile

James Won Lee

LEE INVESTMENT MANAGEMENT LLC·SARATOGA SPRINGS, New York

Clean recordLEE INVESTMENT MANAGEMENT LLC

63 PUTNAM ST, SARATOGA SPRINGS, NY 12866CRD# 1856731Firm CRD# 120535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Won Lee · SARATOGA SPRINGS, NY

Registration

CRD #1856731 · LEE INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Won Lee is a registered financial advisor based in SARATOGA SPRINGS, New York, affiliated with LEE INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

LEE INVESTMENT MANAGEMENT LLC

AUM

$75M

Regulatory assets under management

Employees

Total firm employees

View all advisors at LEE INVESTMENT MANAGEMENT LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 1856731

Firm CRD# 120535

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Won Lee offer?

James Won Lee specializes in Financial Planning, Investment Management. Contact their office in SARATOGA SPRINGS, New York for a consultation.

What are James Won Lee's credentials?

James Won Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Won Lee located?

James Won Lee is based in SARATOGA SPRINGS, New York, working with LEE INVESTMENT MANAGEMENT LLC. Their office serves clients in the SARATOGA SPRINGS metropolitan area and surrounding communities.

How does James Won Lee charge for services?

James Won Lee's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEE INVESTMENT MANAGEMENT LLC?

LEE INVESTMENT MANAGEMENT LLC has approximately 1 employees and manages $75M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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