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William Gerard Schmerbeck

W & S MANAGEMENT SERVICES, INC.·ROCHESTER, New York
Series 65Clean record4 years registeredW & S MANAGEMENT SERVICES, INC.
470 LONG POND ROAD SUITE 210, ROCHESTER, NY 14612CRD# 4704959Firm CRD# 127852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Gerard Schmerbeck · ROCHESTER, NY
Registration
CRD #4704959 · W & S MANAGEMENT SERVICES, INC. · 4 years registered
Brand Profile
Not yet started
01

Career History

WGS MANAGEMENT SERVICES, INC
Aug 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · August 29, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
W & S MANAGEMENT SERVICES, INC.
CRD 127852 · SEC 801-69165
AUM
$113M
Regulatory assets under management
Employees
4
367 client accounts
Services offered by W & S MANAGEMENT SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at W & S MANAGEMENT SERVICES, INC. →
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05

Frequently Asked Questions

What services does William Gerard Schmerbeck offer?
William Gerard Schmerbeck specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.
What are William Gerard Schmerbeck's credentials?
William Gerard Schmerbeck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Gerard Schmerbeck located?
William Gerard Schmerbeck is based in ROCHESTER, New York, working with W & S MANAGEMENT SERVICES, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does William Gerard Schmerbeck charge for services?
William Gerard Schmerbeck's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is W & S MANAGEMENT SERVICES, INC.?
W & S MANAGEMENT SERVICES, INC. has approximately 4 employees and manages $113M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Brian Douglas Ward
ROCHESTER, NY
Nathan Robert Ward
ROCHESTER, NY

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