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Shawn Stephen Tesoro

PRENTICE WEALTH MANAGEMENT LLC·ROCHESTER, New York
Series 7, Series 63, Series 65, Series 86, Series 87Clean record7 years registeredPRENTICE WEALTH MANAGEMENT LLC
1150 PENFIELD RD., ROCHESTER, NY 14625CRD# 2394286Firm CRD# 160052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Stephen Tesoro · ROCHESTER, NY
Registration
CRD #2394286 · PRENTICE WEALTH MANAGEMENT LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

PRENTICE WEALTH MANAGEMENT LLC
Jul 2019 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Series 86
Series 87
Registration record
First registered · July 11, 2019
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRENTICE WEALTH MANAGEMENT LLC
CRD 160052 · SEC 801-76490
AUM
$393M
Regulatory assets under management
Employees
11
1,565 client accounts
Services offered by PRENTICE WEALTH MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRENTICE WEALTH MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Shawn Stephen Tesoro offer?
Shawn Stephen Tesoro specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.
What are Shawn Stephen Tesoro's credentials?
Shawn Stephen Tesoro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Stephen Tesoro located?
Shawn Stephen Tesoro is based in ROCHESTER, New York, working with PRENTICE WEALTH MANAGEMENT LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Shawn Stephen Tesoro charge for services?
Shawn Stephen Tesoro's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRENTICE WEALTH MANAGEMENT LLC?
PRENTICE WEALTH MANAGEMENT LLC has approximately 11 employees and manages $393M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRENTICE WEALTH MANAGEMENT LLC

William James Prentice
ROCHESTER, NY
CFP

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