Unclaimed Profile

Peter Early

EXOS ASSET MANAGEMENT LLC·PELHAM, New York

SIE, Series 7, Series 7TO, Series 24, Series 30, Series 63, Series 65, Series 66, Series 79TOClean record17 years registeredEXOS ASSET MANAGEMENT LLC

1023 ESPLANADE, PELHAM, NY 10803CRD# 2242267Firm CRD# 305706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Early · PELHAM, NY

Registration

CRD #2242267 · EXOS ASSET MANAGEMENT LLC · 17 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Oct 2025 – present

EXOS ASSET MANAGEMENT LLC

Mar 2024 – May 2024

NEW YORK, NY

EXOS ASSET MANAGEMENT LLC

Feb 2023 – Dec 2023

NEW YORK, NY

EXOS ASSET MANAGEMENT LLC

Jan 2022 – Dec 2022

NEW YORK, NY

EXOS ASSET MANAGEMENT LLC

Jul 2021 – Dec 2021

NEW YORK, NY

GUGGENHEIM INVESTMENT ADVISORS, LLC

Aug 2008 – Nov 2009

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 30

Series 63

Series 65

Series 66

Series 79TO

Registration record

First registered · August 27, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EXOS ASSET MANAGEMENT LLC

CRD 305706 · SEC 801-119726

AUM

$178M

Regulatory assets under management

Employees

2 client accounts

Services offered by EXOS ASSET MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at EXOS ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Peter Early offer?

Peter Early specializes in Retirement Planning. Contact their office in PELHAM, New York for a consultation.

What are Peter Early's credentials?

Peter Early is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Early located?

Peter Early is based in PELHAM, New York, working with EXOS ASSET MANAGEMENT LLC. Their office serves clients in the PELHAM metropolitan area and surrounding communities.

How does Peter Early charge for services?

Peter Early's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXOS ASSET MANAGEMENT LLC?

EXOS ASSET MANAGEMENT LLC has approximately 28 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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