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GUGGENHEIM INVESTMENT ADVISORS, LLC
GUGGENHEIM INVESTMENT ADVISORS, LLC
NEW YORK, New York
·
3 registered advisors
·
CRD# 108263
SEC# 801-57781
2
866-285-3655
01
Firm Overview
AUM
$876M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at GUGGENHEIM INVESTMENT ADVISORS, LLC
3 registered advisors
Christopher Martini
NEW YORK, New York
CRD# 5762623
Kerri E Cain
NEW YORK, New York
CRD# 2920203
Todd Michael Millman
NEW YORK, New York
CRD# 2234367
05
Office Locations
NEW YORK, New York
3 advisors
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Data sourced from SEC Form ADV filings. GUGGENHEIM INVESTMENT ADVISORS, LLC (CRD# 108263) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.