Unclaimed Profile

Scott Michael Coles

ONEIDA WEALTH MANAGEMENT, INC.·NORTH SYRACUSE, New York

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record21 years registeredONEIDA WEALTH MANAGEMENT, INC.

5232 WITZ DRIVE, NORTH SYRACUSE, NY 13212-6501CRD# 2966571Firm CRD# 167907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Michael Coles · NORTH SYRACUSE, NY

Registration

CRD #2966571 · ONEIDA WEALTH MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Jun 2015 – present

ONEIDA WEALTH MANAGEMENT, INC.

Mar 2015 – Jun 2015

Syracuse, NY

CADARET GRANT & CO INC

Jan 2013 – Apr 2014

NORTH SYRACUSE, NY

MORGAN STANLEY

Nov 2011 – Dec 2012

SYRACUSE, NY

RBC CAPITAL MARKETS, LLC

Aug 2005 – Oct 2011

SYRACUSE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · August 11, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ONEIDA WEALTH MANAGEMENT, INC.

CRD 167907 · SEC 801-79875

AUM

$61M

Regulatory assets under management

Employees

240 client accounts

Services offered by ONEIDA WEALTH MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at ONEIDA WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Michael Coles offer?

Scott Michael Coles specializes in Investment Management. Contact their office in NORTH SYRACUSE, New York for a consultation.

What are Scott Michael Coles's credentials?

Scott Michael Coles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Michael Coles located?

Scott Michael Coles is based in NORTH SYRACUSE, New York, working with ONEIDA WEALTH MANAGEMENT, INC.. Their office serves clients in the NORTH SYRACUSE metropolitan area and surrounding communities.

How does Scott Michael Coles charge for services?

Scott Michael Coles's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONEIDA WEALTH MANAGEMENT, INC.?

ONEIDA WEALTH MANAGEMENT, INC. has approximately 19 employees and manages $61M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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