Sunao Otsuka

DAIWA SB INVESTMENTS USA LTD·NEW YORK, New York

Unclaimed Profile

32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005-3504CRD# 6084908Firm CRD# 109691

About

Sunao Otsuka is a registered financial advisor based in NEW YORK, New York, affiliated with DAIWA SB INVESTMENTS USA LTD. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Fee-Only Advisory

Client Types

Client type data will be added during profile enrichment.

Firm Overview

Firm

DAIWA SB INVESTMENTS USA LTD

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at DAIWA SB INVESTMENTS USA LTD →

Services

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 6084908

Firm CRD# 109691

No disclosures on file

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Sunao Otsuka offer?

Sunao Otsuka specializes in Wealth Management, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.

What are Sunao Otsuka's credentials?

Sunao Otsuka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sunao Otsuka located?

Sunao Otsuka is based in NEW YORK, New York, working with DAIWA SB INVESTMENTS USA LTD. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Sunao Otsuka charge for services?

Sunao Otsuka's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAIWA SB INVESTMENTS USA LTD?

DAIWA SB INVESTMENTS USA LTD has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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