Unclaimed Profile

Arthur Michael Sr Tambaro

ROYAL ALLIANCE ASSOCIATES, INC.·NEW YORK, New York

Clean recordROYAL ALLIANCE ASSOCIATES, INC.

ONE WORLD FINANCIAL CENTER, NEW YORK, NY 10281CRD# 1595205Firm CRD# 23131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Michael Sr Tambaro · NEW YORK, NY

Registration

CRD #1595205 · ROYAL ALLIANCE ASSOCIATES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Arthur Michael Sr Tambaro is a registered financial advisor based in NEW YORK, New York, affiliated with ROYAL ALLIANCE ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

OSAIC WEALTH, INC.

AUM

$94.6B

Regulatory assets under management

Employees

6838

Total firm employees

View all advisors at OSAIC WEALTH, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1595205

Firm CRD# 23131

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur Michael Sr Tambaro offer?

Arthur Michael Sr Tambaro specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Arthur Michael Sr Tambaro's credentials?

Arthur Michael Sr Tambaro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Michael Sr Tambaro located?

Arthur Michael Sr Tambaro is based in NEW YORK, New York, working with ROYAL ALLIANCE ASSOCIATES, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Arthur Michael Sr Tambaro charge for services?

Arthur Michael Sr Tambaro's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROYAL ALLIANCE ASSOCIATES, INC.?

ROYAL ALLIANCE ASSOCIATES, INC. has approximately 6838 employees and manages $94.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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