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DAIWA SB INVESTMENTS USA LTD
DAIWA SB INVESTMENTS USA LTD
NEW YORK, New York
·
10 registered advisors
·
CRD# 109691
SEC# 801-15948
0
212-612-8500
01
Firm Overview
AUM
—
Regulatory assets under management
Employees
5
Total firm employees
Advisors
10
Registered representatives
02
Services & Fees
Advisory Services
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Wealth Management
Fee-Only Advisory
04
Advisors at DAIWA SB INVESTMENTS USA LTD
10 registered advisors
Akihiko Kanamura
NEW YORK, New York
CRD# 5909001
Chikara Nakamura
NEW YORK, New York
CRD# 2385586
Eiji Fukumuro
NEW YORK, New York
CRD# 4343170
Hideomi Ozaki
NEW YORK, New York
CRD# 6779100
Hisashi Shiraki
NEW YORK, New York
CRD# 6504902
Michio Obara
NEW YORK, New York
CRD# 6257699
Shinichiro Uehara
NEW YORK, New York
CRD# 2071933
Sunao Otsuka
NEW YORK, New York
CRD# 6084908
Toshihisa Tamamura
NEW YORK, New York
CRD# 5949236
Yoshiaki Uematsu
NEW YORK, New York
CRD# 1780102
05
Office Locations
NEW YORK, New York
10 advisors
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Data sourced from SEC Form ADV filings. DAIWA SB INVESTMENTS USA LTD (CRD# 109691) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.