Unclaimed Profile

Gerald Charles Mohr

ROYAL ALLIANCE ASSOCIATES, INC.·NEW YORK, New York

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 63, Series 99TOClean recordROYAL ALLIANCE ASSOCIATES, INC.

ONE WORLD FINANCIAL CENTER, NEW YORK, NY 10281CRD# 2119802Firm CRD# 23131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Charles Mohr · NEW YORK, NY

Registration

CRD #2119802 · ROYAL ALLIANCE ASSOCIATES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC WEALTH, INC.

CRD 23131 · SEC 801-54859

AUM

$94.6B

Regulatory assets under management

Employees

6,838

437,201 client accounts

Services offered by OSAIC WEALTH, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC WEALTH, INC. →

Introduction

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Frequently Asked Questions

What services does Gerald Charles Mohr offer?

Gerald Charles Mohr specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Gerald Charles Mohr's credentials?

Gerald Charles Mohr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Charles Mohr located?

Gerald Charles Mohr is based in NEW YORK, New York, working with ROYAL ALLIANCE ASSOCIATES, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Gerald Charles Mohr charge for services?

Gerald Charles Mohr's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROYAL ALLIANCE ASSOCIATES, INC.?

ROYAL ALLIANCE ASSOCIATES, INC. has approximately 6838 employees and manages $94.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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