Unclaimed Profile

John Michael Cooney

OSAIC WEALTH, INC.·JERSEY CITY, New Jersey

SIE, Series 4, Series 6, Series 6TO, Series 7, Series 7TO, Series 14, Series 22, Series 24, Series 26, Series 27, Series 39, Series 52TO, Series 53, Series 63, Series 65, Series 72, Series 99TO23 years registeredOSAIC WEALTH, INC.

10 EXCHANGE PLACE, JERSEY CITY, NJ 07302CRD# 1326757Firm CRD# 23131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Cooney · JERSEY CITY, NJ

Registration

CRD #1326757 · OSAIC WEALTH, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

Sep 2023 – Oct 2023

Buckeye, AZ

OSAIC WEALTH, INC.

Jun 2023 – Jul 2025

Buckeye, AZ

OSAIC INSTITUTIONS, INC.

Apr 2016 – Jul 2025

MERIDEN, CT

ESSEX NATIONAL SECURITIES, LLC

Mar 2003 – Jul 2016

NAPA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 6TO

Series 7

Series 7TO

Series 14

Series 22

Series 24

Series 26

Series 27

Series 39

Series 52TO

Series 53

Series 63

Series 65

Series 72

Series 99TO

Registration record

First registered · March 21, 2003

Years registered · 23

Disclosure History

1999Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OSAIC WEALTH, INC.

CRD 23131 · SEC 801-54859

AUM

$94.6B

Regulatory assets under management

Employees

6,838

437,201 client accounts

Services offered by OSAIC WEALTH, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC WEALTH, INC. →

Introduction

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Frequently Asked Questions

What services does John Michael Cooney offer?

John Michael Cooney specializes in Financial Planning, Investment Management, Wealth Management.

What are John Michael Cooney's credentials?

John Michael Cooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Cooney located?

John Michael Cooney is based in JERSEY CITY, New Jersey, last registered with OSAIC WEALTH, INC..

How does John Michael Cooney charge for services?

John Michael Cooney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSAIC WEALTH, INC.?

OSAIC WEALTH, INC. has approximately 6838 employees and manages $94.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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