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Franklin Waung

WATTS CAPITAL PARTNERS LLC·NEW YORK, New York
Unclaimed Profile
99 PARK AVENUE, NEW YORK, NY 10016CRD# 2514198Firm CRD# 149049
01

About

Franklin Waung is a registered financial advisor based in NEW YORK, New York, affiliated with WATTS CAPITAL PARTNERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
WATTS CAPITAL PARTNERS LLC
WATTS CAPITAL PARTNERS LLC
AUM
$100M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at WATTS CAPITAL PARTNERS LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2514198
Firm CRD# 149049
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Franklin Waung offer?
Franklin Waung specializes in Financial Planning, Investment Management. Contact their office in NEW YORK, New York for a consultation.
What are Franklin Waung's credentials?
Franklin Waung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Franklin Waung located?
Franklin Waung is based in NEW YORK, New York, working with WATTS CAPITAL PARTNERS LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Franklin Waung charge for services?
Franklin Waung's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WATTS CAPITAL PARTNERS LLC?
WATTS CAPITAL PARTNERS LLC has approximately 5 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Sara E Potter
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