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WATTS CAPITAL PARTNERS LLC
WATTS CAPITAL PARTNERS LLC
8 registered advisors
·
CRD# 149049
SEC# 801-78813
0
212-735-8921
01
Firm Overview
AUM
$100M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at WATTS CAPITAL PARTNERS LLC
8 registered advisors
David Edward Prunier
NEW YORK, New York
CRD# 1655072
Franklin Waung
NEW YORK, New York
CRD# 2514198
John Thomas Preston
NEW YORK, New York
CRD# 1043338
Michael Markoff George
NEW YORK, New York
CRD# 220914
Sandra Teresa Turner
NEW YORK, New York
CRD# 1599333
Sara E Potter
NEW YORK, New York
CRD# 4605261
Sarah Lynn Poter
NEW YORK, New York
CRD# 6318549
Thomas Wynne Watts
NEW YORK, New York
CRD# 2598112
05
Office Locations
NEW YORK, New York
8 advisors
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Data sourced from SEC Form ADV filings. WATTS CAPITAL PARTNERS LLC (CRD# 149049) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.