Unclaimed Profile

Joseph Leo Downey

PRIVATE CLIENT ASSET MANAGEMENT, INC.·MASSAPEQUA, New York

SIE, Series 7, Series 9, Series 10, Series 63, Series 66CFP ChFC14 years registeredPRIVATE CLIENT ASSET MANAGEMENT, INC.

4190 SUNRISE HIGHWAY, MASSAPEQUA, NY 11758CRD# 3053673Firm CRD# 147052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Leo Downey · MASSAPEQUA, NY

Registration

CRD #3053673 · PRIVATE CLIENT ASSET MANAGEMENT, INC. · 14 years registered

Brand Profile

Not yet started

Career History

PRIVATE CLIENT ASSET MANAGEMENT, INC.

Sep 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · September 13, 2011

Years registered · 14

Professional designations · CFP, ChFC

Disclosure History

2009Customer Dispute·Settled

2008Customer Dispute·Denied

2008Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRIVATE CLIENT ASSET MANAGEMENT, INC.

CRD 147052 · SEC 801-74655

AUM

$134M

Regulatory assets under management

Employees

524 client accounts

Services offered by PRIVATE CLIENT ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIVATE CLIENT ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Leo Downey offer?

Joseph Leo Downey specializes in Financial Planning, Investment Management. Contact their office in MASSAPEQUA, New York for a consultation.

What are Joseph Leo Downey's credentials?

Joseph Leo Downey holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Leo Downey located?

Joseph Leo Downey is based in MASSAPEQUA, New York, working with PRIVATE CLIENT ASSET MANAGEMENT, INC.. Their office serves clients in the MASSAPEQUA metropolitan area and surrounding communities.

How does Joseph Leo Downey charge for services?

Joseph Leo Downey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE CLIENT ASSET MANAGEMENT, INC.?

PRIVATE CLIENT ASSET MANAGEMENT, INC. has approximately 2 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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