Unclaimed Profile

Douglas Nmn Castro

ADC WEALTH MANAGEMENT, LLC·MASSAPEQUA, New York

Series 7, Series 8, Series 63, Series 654 years registeredADC WEALTH MANAGEMENT, LLC

30 D BROADWAY, MASSAPEQUA, NY 11758CRD# 2263200Firm CRD# 159083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Nmn Castro · MASSAPEQUA, NY

Registration

CRD #2263200 · ADC WEALTH MANAGEMENT, LLC · 4 years registered

Brand Profile

Not yet started

Career History

ADC WEALTH MANAGEMENT, LLC

Dec 2021 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · December 16, 2021

Years registered · 4

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADC WEALTH MANAGEMENT, LLC

CRD 159083 · SEC 801-75532

AUM

$186M

Regulatory assets under management

Employees

219 client accounts

Services offered by ADC WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADC WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Nmn Castro offer?

Douglas Nmn Castro specializes in Financial Planning, Investment Management. Contact their office in MASSAPEQUA, New York for a consultation.

What are Douglas Nmn Castro's credentials?

Douglas Nmn Castro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Nmn Castro located?

Douglas Nmn Castro is based in MASSAPEQUA, New York, working with ADC WEALTH MANAGEMENT, LLC. Their office serves clients in the MASSAPEQUA metropolitan area and surrounding communities.

How does Douglas Nmn Castro charge for services?

Douglas Nmn Castro's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADC WEALTH MANAGEMENT, LLC?

ADC WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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