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Arthur J Samberg

PEQUOT CAPITAL MANAGEMENT INC·KATONAH, New York
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77 BEDFORD ROAD, KATONAH, NY 10536-2141CRD# 409697Firm CRD# 108686
01

About

Arthur J Samberg is a registered financial advisor based in KATONAH, New York, affiliated with PEQUOT CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
PEQUOT CAPITAL MANAGEMENT INC
PEQUOT CAPITAL MANAGEMENT INC
AUM
$36M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at PEQUOT CAPITAL MANAGEMENT INC →
Services
Pension consulting
04

Background

Compensation
Other: REIMBURSEMENT OF DIRECT EXPENSES ASSOCIATED DIRECTLY WITH FUND
Regulatory
SEC/IARD CRD# 409697
Firm CRD# 108686
4 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Arthur J Samberg offer?
Arthur J Samberg specializes in Retirement Planning. Contact their office in KATONAH, New York for a consultation.
What are Arthur J Samberg's credentials?
Arthur J Samberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur J Samberg located?
Arthur J Samberg is based in KATONAH, New York, working with PEQUOT CAPITAL MANAGEMENT INC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.
How does Arthur J Samberg charge for services?
Arthur J Samberg's firm is compensated through other: reimbursement of direct expenses associated directly with fund. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PEQUOT CAPITAL MANAGEMENT INC?
PEQUOT CAPITAL MANAGEMENT INC is a registered investment adviser with the SEC, managing $36M in regulatory assets under management. See their Form ADV for full details.
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