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Ruth Halley Mahoney

NBT CAPITAL MANAGEMENT, INC.·JOHNSON CITY, New York
Clean recordNBT CAPITAL MANAGEMENT, INC.
331 MAIN STREET, JOHNSON CITY, NY 13790-3330CRD# 4512575Firm CRD# 104932

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ruth Halley Mahoney · JOHNSON CITY, NY
Registration
CRD #4512575 · NBT CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ruth Halley Mahoney is a registered financial advisor based in JOHNSON CITY, New York, affiliated with NBT CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
NBT CAPITAL MANAGEMENT, INC.
NBT CAPITAL MANAGEMENT, INC.
AUM
$1.3B
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at NBT CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4512575
Firm CRD# 104932
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ruth Halley Mahoney offer?
Ruth Halley Mahoney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JOHNSON CITY, New York for a consultation.
What are Ruth Halley Mahoney's credentials?
Ruth Halley Mahoney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ruth Halley Mahoney located?
Ruth Halley Mahoney is based in JOHNSON CITY, New York, working with NBT CAPITAL MANAGEMENT, INC.. Their office serves clients in the JOHNSON CITY metropolitan area and surrounding communities.
How does Ruth Halley Mahoney charge for services?
Ruth Halley Mahoney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NBT CAPITAL MANAGEMENT, INC.?
NBT CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NBT CAPITAL MANAGEMENT, INC.

Manuel S Orta
JOHNSON CITY, NY
Cynthia Robinson Rosplock
JOHNSON CITY, NY
Kathleen Ogozaly Bartlow
JOHNSON CITY, NY
Kenneth Dale Rosplock
JOHNSON CITY, NY
Brian Andrew Voss
JOHNSON CITY, NY
Douglas Jon Coggins
JOHNSON CITY, NY

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