Unclaimed Profile

Brian Andrew Voss

NBT CAPITAL MANAGEMENT, INC.·JOHNSON CITY, New York

SIE, Series 6, Series 7, Series 63, Series 6525 years registeredNBT CAPITAL MANAGEMENT, INC.

520 COLUMBIA DRIVE, JOHNSON CITY, NY 13790-3330CRD# 2928203Firm CRD# 104932

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Andrew Voss · JOHNSON CITY, NY

Registration

CRD #2928203 · NBT CAPITAL MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NBT CAPITAL MANAGEMENT, INC.

LPL FINANCIAL LLC

Oct 2018 – Jun 2022

WINNETKA, IL

CETERA ADVISOR NETWORKS LLC

Feb 2001 – Oct 2018

WINNETKA, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 23, 2001

Years registered · 25

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NBT CAPITAL MANAGEMENT, INC.

CRD 104932 · SEC 801-30786

AUM

$1.3B

Regulatory assets under management

Employees

1,116 client accounts

Services offered by NBT CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NBT CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Andrew Voss offer?

Brian Andrew Voss specializes in Financial Planning, Investment Management, Wealth Management.

What are Brian Andrew Voss's credentials?

Brian Andrew Voss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Andrew Voss located?

Brian Andrew Voss is based in JOHNSON CITY, New York, last registered with NBT CAPITAL MANAGEMENT, INC..

How does Brian Andrew Voss charge for services?

Brian Andrew Voss's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NBT CAPITAL MANAGEMENT, INC.?

NBT CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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