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Kenneth Dale Rosplock

NBT CAPITAL MANAGEMENT, INC.·JOHNSON CITY, New York
Unclaimed Profile
520 COLUMBIA DRIVE, JOHNSON CITY, NY 13790-3330CRD# 1123339Firm CRD# 104932
01

About

Kenneth Dale Rosplock is a registered financial advisor based in JOHNSON CITY, New York, affiliated with NBT CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
NBT CAPITAL MANAGEMENT, INC.
NBT CAPITAL MANAGEMENT, INC.
AUM
$1.3B
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at NBT CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1123339
Firm CRD# 104932
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kenneth Dale Rosplock offer?
Kenneth Dale Rosplock specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JOHNSON CITY, New York for a consultation.
What are Kenneth Dale Rosplock's credentials?
Kenneth Dale Rosplock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Dale Rosplock located?
Kenneth Dale Rosplock is based in JOHNSON CITY, New York, working with NBT CAPITAL MANAGEMENT, INC.. Their office serves clients in the JOHNSON CITY metropolitan area and surrounding communities.
How does Kenneth Dale Rosplock charge for services?
Kenneth Dale Rosplock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NBT CAPITAL MANAGEMENT, INC.?
NBT CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in JOHNSON CITY
Manuel S Orta — NBT CAPITAL MANAGEMENT, INC.Kathleen Ogozaly Bartlow — NBT CAPITAL MANAGEMENT, INC.Cynthia Robinson Rosplock — COLUMBIA RIDGE CAPITAL MANAGEMENT, INC.Leona Ann Hoag — NBT CAPITAL MANAGEMENT, INC.Brian Andrew Voss — NBT CAPITAL MANAGEMENT, INC.
Nearby cities in New York
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