Unclaimed Profile

Susan Devitt Mccormick

FINGERLAKES WEALTH MANAGEMENT, INC.·ITHACA, New York

SIE, Series 7, Series 31, Series 63, Series 66Clean record20 years registeredFINGERLAKES WEALTH MANAGEMENT, INC.

450 NORTH AURORA STREET, ITHACA, NY 14850CRD# 3074871Firm CRD# 149709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Devitt Mccormick · ITHACA, NY

Registration

CRD #3074871 · FINGERLAKES WEALTH MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

FINGERLAKES WEALTH MANAGEMENT, INC.

Mar 2017 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2006 – May 2009

ITHACA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · May 29, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINGERLAKES WEALTH MANAGEMENT, INC.

CRD 149709 · SEC 801-69987

AUM

$185M

Regulatory assets under management

Employees

1,374 client accounts

Services offered by FINGERLAKES WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINGERLAKES WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Susan Devitt Mccormick offer?

Susan Devitt Mccormick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ITHACA, New York for a consultation.

What are Susan Devitt Mccormick's credentials?

Susan Devitt Mccormick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Devitt Mccormick located?

Susan Devitt Mccormick is based in ITHACA, New York, working with FINGERLAKES WEALTH MANAGEMENT, INC.. Their office serves clients in the ITHACA metropolitan area and surrounding communities.

How does Susan Devitt Mccormick charge for services?

Susan Devitt Mccormick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINGERLAKES WEALTH MANAGEMENT, INC.?

FINGERLAKES WEALTH MANAGEMENT, INC. has approximately 3 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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