AdvisorOS Directory
Claim Profile
Unclaimed Profile
MM

Marshall Mccormick

FINGERLAKES WEALTH MANAGEMENT, INC.·ITHACA, New York
Series 65Clean record5 years registeredFINGERLAKES WEALTH MANAGEMENT, INC.
450 NORTH AURORA STREET, ITHACA, NY 14850CRD# 6218131Firm CRD# 149709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marshall Mccormick · ITHACA, NY
Registration
CRD #6218131 · FINGERLAKES WEALTH MANAGEMENT, INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

FINGERLAKES WEALTH MANAGEMENT, INC.
May 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 21, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FINGERLAKES WEALTH MANAGEMENT, INC.
CRD 149709 · SEC 801-69987
AUM
$185M
Regulatory assets under management
Employees
3
1,374 client accounts
Services offered by FINGERLAKES WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FINGERLAKES WEALTH MANAGEMENT, INC. →
Introduction

Speak with Marshall

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marshall is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ITHACA?

Browse all registered financial advisors in ITHACA, New York or claim this profile if it's yours.

Browse ITHACA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Marshall Mccormick offer?
Marshall Mccormick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ITHACA, New York for a consultation.
What are Marshall Mccormick's credentials?
Marshall Mccormick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marshall Mccormick located?
Marshall Mccormick is based in ITHACA, New York, working with FINGERLAKES WEALTH MANAGEMENT, INC.. Their office serves clients in the ITHACA metropolitan area and surrounding communities.
How does Marshall Mccormick charge for services?
Marshall Mccormick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINGERLAKES WEALTH MANAGEMENT, INC.?
FINGERLAKES WEALTH MANAGEMENT, INC. has approximately 3 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at FINGERLAKES WEALTH MANAGEMENT, INC.

Melissa S. Vanderhoof
ITHACA, NY
Susan Devitt Mccormick
ITHACA, NY

More Advisors in ITHACA, New York

Robert Thomas Pochily
CORNELL POCHILY INVESTMENT ADVISORS, INC.·ITHACA, NY
Angela Marie Oneill
NEW HORIZON FINANCIAL STRATEGIES, LLC·ITHACA, NY
CFP
Charles Whitney Barnes
MERRYFIELD BARNES, LLC·ITHACA, NY
Dennis George Merryfield
MERRYFIELD BARNES, LLC·ITHACA, NY
Kevin Peter Tarnovski
NEW HORIZON FINANCIAL STRATEGIES, LLC·ITHACA, NY
Shane Patrick O'neill
CORNELL POCHILY INVESTMENT ADVISORS, INC.·ITHACA, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile