Unclaimed Profile

John Romano

CFM ADVISORS INC·HAUPPAUGE, New York

Series 7, Series 55, Series 635 years registeredCFM ADVISORS INC

1373 VETERANS HIGHWAY, HAUPPAUGE, NY 11788CRD# 1328361Firm CRD# 111581

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Romano · HAUPPAUGE, NY

Registration

CRD #1328361 · CFM ADVISORS INC · 5 years registered

Brand Profile

Not yet started

Career History

CFM ADVISORS INC

May 2021 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Registration record

First registered · May 25, 2021

Years registered · 5

Disclosure History

2001Regulatory·Final

1996Regulatory·Final

1994Civil·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CFM ADVISORS INC

CRD 111581 · SEC 801-56891

AUM

$1.7B

Regulatory assets under management

Employees

1,484 client accounts

Services offered by CFM ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CFM ADVISORS INC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HAUPPAUGE?

Browse all registered financial advisors in HAUPPAUGE, New York or claim this profile if it's yours.

Browse HAUPPAUGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Romano offer?

John Romano specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are John Romano's credentials?

John Romano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Romano located?

John Romano is based in HAUPPAUGE, New York, working with CFM ADVISORS INC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does John Romano charge for services?

John Romano's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CFM ADVISORS INC?

CFM ADVISORS INC has approximately 5 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →