Unclaimed Profile

Donald Edward Conrad

CONRAD CAPITAL MANAGEMENT, INC.·HAUPPAUGE, New York

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TO5 years registeredCONRAD CAPITAL MANAGEMENT, INC.

1300 VETERANS MEMORIAL HWY, HAUPPAUGE, NY 11788CRD# 732579Firm CRD# 113648

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Edward Conrad · HAUPPAUGE, NY

Registration

CRD #732579 · CONRAD CAPITAL MANAGEMENT, INC. · 5 years registered

Brand Profile

Not yet started

Career History

CONRAD CAPITAL MANAGEMENT, INC.

Jun 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · June 12, 2021

Years registered · 5

Disclosure History

2004Customer Dispute·Settled

2003Customer Dispute·Settled

2001Customer Dispute·Settled

1997Customer Dispute·Denied

1997Employment Separation After Allegations

1992Customer Dispute·Settled

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONRAD CAPITAL MANAGEMENT, INC.

CRD 113648 · SEC 801-60622

AUM

$86M

Regulatory assets under management

Employees

644 client accounts

Services offered by CONRAD CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CONRAD CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Donald Edward Conrad offer?

Donald Edward Conrad specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are Donald Edward Conrad's credentials?

Donald Edward Conrad is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Edward Conrad located?

Donald Edward Conrad is based in HAUPPAUGE, New York, working with CONRAD CAPITAL MANAGEMENT, INC.. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does Donald Edward Conrad charge for services?

Donald Edward Conrad's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONRAD CAPITAL MANAGEMENT, INC.?

CONRAD CAPITAL MANAGEMENT, INC. has approximately 3 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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