Unclaimed Profile

David Stanley Kaplan

MADISON GLOBAL ADVISORS LLC·HAUPPAUGE, New York

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 79TO11 years registeredMADISON GLOBAL ADVISORS LLC

350 MOTOR PARKWAY, HAUPPAUGE, NY 11788CRD# 1176065Firm CRD# 288894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Stanley Kaplan · HAUPPAUGE, NY

Registration

CRD #1176065 · MADISON GLOBAL ADVISORS LLC · 11 years registered

Brand Profile

Not yet started

Career History

MADISON GLOBAL ADVISORS LLC

Mar 2020 – present

MADISON GLOBAL ADVISORS LLC

May 2018 – Dec 2019

HAUPPAUGE, NY

TRIDENT ADVISORS LLC

Feb 2016 – Jan 2018

WOODBURY, NY

GILFORD FINANCIAL CORP.

Sep 2014 – Oct 2015

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Registration record

First registered · September 23, 2014

Years registered · 11

Disclosure History

2014Customer Dispute·Settled

2011Regulatory·Final

2009Customer Dispute·Settled

1993Customer Dispute·Settled

1992Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MADISON GLOBAL ADVISORS LLC

CRD 288894 · SEC 801-125976

AUM

$55M

Regulatory assets under management

Employees

163 client accounts

Services offered by MADISON GLOBAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MADISON GLOBAL ADVISORS LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HAUPPAUGE?

Browse all registered financial advisors in HAUPPAUGE, New York or claim this profile if it's yours.

Browse HAUPPAUGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Stanley Kaplan offer?

David Stanley Kaplan specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.

What are David Stanley Kaplan's credentials?

David Stanley Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Stanley Kaplan located?

David Stanley Kaplan is based in HAUPPAUGE, New York, working with MADISON GLOBAL ADVISORS LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.

How does David Stanley Kaplan charge for services?

David Stanley Kaplan's firm is compensated through percentage of aum, other: interest sharing on credit balances. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MADISON GLOBAL ADVISORS LLC?

MADISON GLOBAL ADVISORS LLC has approximately 5 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →