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David Stanley Kaplan

MADISON GLOBAL ADVISORS LLC·HAUPPAUGE, New York
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350 MOTOR PARKWAY, HAUPPAUGE, NY 11788CRD# 1176065Firm CRD# 288894
01

About

David Stanley Kaplan is a registered financial advisor based in HAUPPAUGE, New York, affiliated with MADISON GLOBAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MADISON GLOBAL ADVISORS LLC
MADISON GLOBAL ADVISORS LLC
AUM
$55M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at MADISON GLOBAL ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: INTEREST SHARING ON CREDIT BALANCES
Regulatory
SEC/IARD CRD# 1176065
Firm CRD# 288894
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Stanley Kaplan offer?
David Stanley Kaplan specializes in Financial Planning, Investment Management. Contact their office in HAUPPAUGE, New York for a consultation.
What are David Stanley Kaplan's credentials?
David Stanley Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Stanley Kaplan located?
David Stanley Kaplan is based in HAUPPAUGE, New York, working with MADISON GLOBAL ADVISORS LLC. Their office serves clients in the HAUPPAUGE metropolitan area and surrounding communities.
How does David Stanley Kaplan charge for services?
David Stanley Kaplan's firm is compensated through percentage of aum, other: interest sharing on credit balances. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MADISON GLOBAL ADVISORS LLC?
MADISON GLOBAL ADVISORS LLC has approximately 5 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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