Unclaimed Profile

Stephen Michael Ruvituso

SYKON CAPITAL LLC·HARRISON, New York

SIE, Series 7, Series 8, Series 63, Series 6522 years registeredSYKON CAPITAL LLC

500 MAMARONECK AVE, HARRISON, NY 10528CRD# 1056605Firm CRD# 326728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Ruvituso · HARRISON, NY

Registration

CRD #1056605 · SYKON CAPITAL LLC · 22 years registered

Brand Profile

Not yet started

Career History

SYKON CAPITAL LLC

Jul 2023 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2013 – Jun 2023

PALM BEACH GARDENS, FL

UBS FINANCIAL SERVICES INC.

Jan 2008 – Oct 2013

STAMFORD, CT

CITIGROUP GLOBAL MARKETS INC.

Nov 2003 – Jan 2008

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · November 13, 2003

Years registered · 22

Disclosure History

2005Customer Dispute·Closed-No Action

2003Customer Dispute·Denied

2000Customer Dispute·Settled

1999Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SYKON CAPITAL LLC

CRD 326728 · SEC 801-128087

AUM

$293M

Regulatory assets under management

Employees

577 client accounts

Services offered by SYKON CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SYKON CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Ruvituso offer?

Stephen Michael Ruvituso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARRISON, New York for a consultation.

What are Stephen Michael Ruvituso's credentials?

Stephen Michael Ruvituso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Ruvituso located?

Stephen Michael Ruvituso is based in HARRISON, New York, working with SYKON CAPITAL LLC. Their office serves clients in the HARRISON metropolitan area and surrounding communities.

How does Stephen Michael Ruvituso charge for services?

Stephen Michael Ruvituso's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYKON CAPITAL LLC?

SYKON CAPITAL LLC has approximately 6 employees and manages $293M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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