Unclaimed Profile

Cathy S Dutton

STEWARD ADVISORS GROUP, LLC·HALFMOON, New York

Clean recordSTEWARD ADVISORS GROUP, LLC

139 MEYER ROAD, HALFMOON, NY 12065CRD# 7558199Firm CRD# 321846

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cathy S Dutton · HALFMOON, NY

Registration

CRD #7558199 · STEWARD ADVISORS GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Cathy S Dutton is a registered financial advisor based in HALFMOON, New York, affiliated with STEWARD ADVISORS GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

STEWARD ADVISORS GROUP, LLC

AUM

$36M

Regulatory assets under management

Employees

Total firm employees

View all advisors at STEWARD ADVISORS GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 7558199

Firm CRD# 321846

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Cathy S Dutton offer?

Cathy S Dutton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HALFMOON, New York for a consultation.

What are Cathy S Dutton's credentials?

Cathy S Dutton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cathy S Dutton located?

Cathy S Dutton is based in HALFMOON, New York, working with STEWARD ADVISORS GROUP, LLC. Their office serves clients in the HALFMOON metropolitan area and surrounding communities.

How does Cathy S Dutton charge for services?

Cathy S Dutton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEWARD ADVISORS GROUP, LLC?

STEWARD ADVISORS GROUP, LLC has approximately 9 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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