Unclaimed Profile

Roberta S. Dallas

STEWARD ADVISORS GROUP, LLC·HALFMOON, New York

Series 65Clean record4 years registeredSTEWARD ADVISORS GROUP, LLC

139 MEYER ROAD, HALFMOON, NY 12065CRD# 7558042Firm CRD# 321846

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberta S. Dallas · HALFMOON, NY

Registration

CRD #7558042 · STEWARD ADVISORS GROUP, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STEWARD ADVISORS GROUP, LLC

STEWARD ADVISORS GROUP, LLC

Jun 2022 – Nov 2022

LIVERPOOL, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 24, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEWARD ADVISORS GROUP, LLC

CRD 321846 · SEC 801-125950

AUM

$36M

Regulatory assets under management

Employees

121 client accounts

Services offered by STEWARD ADVISORS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEWARD ADVISORS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Roberta S. Dallas offer?

Roberta S. Dallas specializes in Financial Planning, Investment Management, Wealth Management.

What are Roberta S. Dallas's credentials?

Roberta S. Dallas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberta S. Dallas located?

Roberta S. Dallas is based in HALFMOON, New York, last registered with STEWARD ADVISORS GROUP, LLC.

How does Roberta S. Dallas charge for services?

Roberta S. Dallas's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEWARD ADVISORS GROUP, LLC?

STEWARD ADVISORS GROUP, LLC has approximately 9 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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